FINANCIAL CRIME NEWS
AMERICAN GROWTH FUNDING II LLC
ARDENT HEDGE FUNDS
SEC ADDS TWO DEFENDANTS TO ITS CASE OVER ARDENT HEDGE FUNDS: December 15, 2005
SEC CASE CHARGES CHICAGO ADVISORS LOOTED ARDENT HEDGE FUNDS: March 31, 2005
ARK HOLDINGS GROUP
COLORADO REGULATORS TARGET ARK HOLDINGS GROUP OPERATORS: January 9, 2006
BEACON HILL ASSET MANAGEMENT
BEACON HILL ASSET MANAGEMENT SETTLES WITH SEC: November 8, 2004
BURRILL LIFE SCIENCES CAPITAL FUND
VENTURE CAPITALIST SETTLES WITH SEC OVER MISUSE OF INVESTOR MONEY: April 10, 2016
CARR MILLER CAPITAL
THIRD CIRCUIT UPHOLDS SENTENCE OF CARR MILLER CAPITAL PRINCIPAL: August 31, 2016
CGT VENTURE FUNDS
CALIFORNIA HEDGE FUND OPERATOR GILABERT PLEADS GUILTY TO CONSPIRACY CHARGE: June 26, 2006
CALIFORNIA HALTS PROMOTION BY VALENCIA HEDGE FUND INVESTMENT ADVISOR: October 24, 2005
CHIVAS GROWTH FUND LP
HEDGE FUND MANAGER RUGE BANNED BY BRITISH COLUMBIA REGULATOR FOR 25 YEARS: June 9, 2005
COMPASS WEST FUNDS LP/VIPER FOUNDERS FUND LP/VIPER INVESTMENTS LP
SEC CASE TARGETS MANAGER OF THREE CALIFORNIA HEDGE FUNDS: May 29, 2007
EPG LIMITED PARTNERS
OPERATOR OF PHONY HEDGE FUND EPG LIMITED PARTNERS SENTENCED IN FLORIDA: February 12, 2007
TWO SOUTH FLORIDA RESIDENTS PLEAD GUILTY IN HEDGE FUND SCAM: March 8, 2006
FENNEY-McLEAN CAPITAL GROUP INC/TD CAPITAL GROUP LP/RF CAPITAL PARTNERS LP
HEDGE FUND FRAUDSTER FENNEY SENTENCED IN SAN DIEGO: June 12, 2006
SAN DIEGO RESIDENT PLEADS GUILTY IN PHONY HEDGE FUND SCHEME: January 31, 2006
FOUNTAINHEAD FUND LP
TWO PROMOTERS OF PHONY FOUNTAINHEAD HEDGE FUND INDICTED IN PENNSYLVANIA: April 4, 2007
FUNDAMENTAL GROWTH INVESTORS LP
SEC ACCUSES HEDGE FUND MANAGER OF EMBEZZLING PROCEEDS OF FUND’S STOCK SALES: February 8, 2006
GENESIS FUND
PROMOTERS OF $80 MILLION OFFSHORE GENESIS FUND INDICTED: June 11, 2005
GLOBAL CAPITAL FUND LTD/SUMMIT CAPITAL TRADING
HEDGE FUND FRAUDSTER SENTENCED IN FLORIDA: May 18, 2007
GLOBAL MONEY MANAGEMENT LP
GROUNDSWELL PARTNERS
SEC SUES OPERATOR OF GROUNDSWELL PARTNERS LLC HEDGE FUND: January 3, 2006
IBF COLLATERALIZED FINANCE CORPORATION
IMA PLATINUM GROUP LLC/IMA EMERALD GROUP LLC/IMA TAURUS FUND LLC/IMA GROWTH & INCOME FUND LLC/IMA SUNSET FUND LLC
ATLANTA HEDGE FUND MANAGER WRIGHT CHARGED IN CRIMINAL CASE: June 13, 2006
SEC SUES ATLANTA HEDGE FUND MANAGER FOR ALLEGED $155 MILLION FRAUD: May 17, 2006
INSULA FUND/MILETUS FUND
OHIO HEDGE FUND MANAGER CHARGED WITH STEALING CLIENT FUNDS: April 27, 2006
INTEGRAL HEDGING LP/INTEGRAL ARBITRAGE LP/INTEGRAL EQUITY LP
FINAL JUDGMENT IN SEC CASE OVER ALLEGED ASSET OVERSTATEMENTS BY HEDGE FUND MANAGERS: March 2, 2007
KL GROUP
DEFAULT JUDGMENT IN SEC CASE AGAINST MISSING HEDGE FUND KL GROUP PRINCIPALS: November 21, 2005
LANGLEY PARTNERS
MATHON MANAGEMENT
MAXIM CAPITAL LP/MAXIM PARTNERS LLC/CENTURIA GROWTH FUND LP
CALIFORNIA ORDERS CONVICTED FELON TO STOP HEDGE FUND PROMOTION: September 1, 2006
NORTHSHORE ASSET MANAGEMENT
PHILADELPHIA ALTERNATIVE ASSET MANAGEMENT
BIG BANKS CHALLENGE PHLADELPHIA ALTERNATIVE ASSET FUND RECEIVERSHIP: December 2, 2005
PRIVATE INVESTMENT IN PUBLIC ENTITY (PIPE)
NASD CASE SPOTLIGHTS “NAKED SHORT SELLING” OF RESTRICTED PRIVATE ISSUE SHARES: March 8, 2006
STRATEGIC INCOME FUND LLC
FORMER CHICAGO HEDGE FUND MANAGER JUNG SENTENCED IN FRAUD CASE: December 8, 2005
VISION FUND
OPERATORS OF VISION FUND INDICTED IN COLORADO: September 1, 2006
COLORADO SUES PROMOTERS OF THE VISION FUND: February 21, 2005
WEST END FINANCIAL ADVISORS
HEAD OF WEST END FINANCIAL ADVISORS SENTENCED FOR MISUSE OF INVESTOR AND BANK FUNDS: March 31, 2016
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