FINANCIAL CRIME NEWS
ACCELERATION MERCURY FUND 4X LP
CFTC BARS FORMER CASTLE TRADING BROKER OVER MISAPPROPRIATION OF CUSTOMER FUNDS: December 19, 2006
ADVANCED INVESTMENT MANAGEMENT INC
PITTSBURGH COMMODITY TRADING PROMOTER BARRED IN CFTC CASE: May 24, 2005
ALLEGHENY GULF INVESTMENTS
INJUNCTION IN CFTC CASE AGAINST ALLEGHENY GULF INVESTMENTS: February 14, 2005
ALLIED CAPITAL MANGEMENT
SEC SUES OPERATOR OF ALLIED CAPITAL MANAGEMENT OVER OIL AND GAS SCHEMES: March 16, 2006
AMENX
CFTC COMPLAINT TARGETS BOGUS FUTURES EXCHANGE CALLED AMENX: March 26, 2007
AMERICAN DERIVATIVES CORPORATION
ASSURANCE CAPITAL MANAGEMENT
REPEAT SECURITIES OFFENDER CHARGED OVER NEW COMMODITY POOL SCHEME: January 31, 2017
BEAR INVEST FUND
CONVICTED FRAUDSTER CHARGED IN CFTC CASE AGAINST BEAR INVEST: November 11, 2004
BROWN INVESTMENT SERVICES (FOREX)
VIRGINIA RESIDENT PLEADS GUILTY TO FRAUD AND MONEY LAUNDERING OVER FOREX SCHEME: June 29, 2007
CALIFORNIA ELECTRICITY CRISIS
CAPITAL CONCEPTS INC
MARYLAND FRAUDSTER SENTENCED IN FAKE FOREX SCHEME: December 15, 2004
CARL W KING INVESTMENTS INC
DALLAS RESIDENT PLEADS GUILTY IN COMMODITY TRADING FRAUD SCHEME: February 26 2007
CARNEGIE TRADING GROUP
FINAL JUDGMENT IN CFTC CASE AGAINST PROMOTERS OF CARNEGIE TRADING GROUP: September 28, 2006
CASTLE ENTERPRISES
CALIFORNIA RESIDENT ACCUSED BY CFTC OF FRAUDULENT MARKETING OF COMMODITY PROGRAM: December 22, 2006
CENTURY MAXIM FUND INC, ATR CAPITAL INC
CONVICTED FELON ACCUSED BY CFTC OF FRAUDULENTLY OPERATING COMMODITIES HEDGE FUND: March 28, 2006
CHASE COMMODITIES CORPORATION
CHASE COMMODITIES CORPORATION SETTLES WITH CFTC: March 16, 2007
CHASE COMMODITIES SETTLES CFTC CASE OVER OPTIONS TRADING: April 21, 2006
CHICAGO BOARD OF TRADE
FORMER CHICAGO BOARD OF TRADE BROKER CONVICTED IN FRAUD CASE: October 19, 2005
CITY TRUST, EMERALD WORLDWIDE
COURT ORDERS ARREST OF EMERALD WORLDWIDE PRINCIPAL IN FOREX CASE: January 25, 2005
CLEARVIEW CAPITAL MANAGEMENT INC
JUDGMENT ENTERED AGAINST NEW JERSEY FOREX PROMOTER WEISS: February 28, 2005
COES FX CLEARING
NEW YORK FUTURES DEALER COES FX CLEARING SETTLES CFTC CASE: January 29, 2007
COFFEE, SUGAR, AND COCOA EXCHANGE
CFTC ORDERS COCOA TRADERS TO CEASE AND DESIST PRE-ARRANGED TRADING: July 25, 2005
COMMODITIES REGULATION
CFTC CRACKS DOWN ON FOREX SCAMS – Feature November 2004
CROMWELL FINANCIAL SERVICES
NEW HAMPSHIRE JOINS CFTC IN SUING CROMWELL FINANCIAL SERVICES: June 28, 2005
CRUDE OIL PRICE MANIPULATION
SHELL OIL AFFILIATE TRADERS ACCUSED OF MANIPULATING CRUDE OIL CONTRACT: March 3, 2006
C-THRU INC
FLORIDA PROMOTER OF C-THRU COMMODITY SCHEME ORDERED TO PAY RESTITUTION AND PENALTY: March 14, 2007
DEUTSCHE BANK
TWO FORMER DEUTSCHE BANK TRADERS ACCUSED OF ATTEMPTS TO MANIPULATE USD LIBOR: June 10, 2016
EVERGREEN INTERNATIONAL SPOT TRADING
FALCO & STEVENS INC
CFTC CASE TARGETS NEW YORK COMPANY FALCO & STEVENS INC: May 11, 2006
FIRST AMERICAN INVESTMENT SERVICES
INJUNCTION ENTERED IN CFTC CASE AGAINST FIRST AMERICAN INVESTMENT SERVICES: August 18, 2006
FINANCIAL OPTIONS GROUP INC
AUSTRALIAN SENTENCED TO 7 YEARS OF PRISON IN COMMODITIES FRAUD: December 10, 2004
FOREX MANIPULATION
THREE FORMER BANK CURRENCY TRADERS CHARGED WITH TRYING TO MANIPULATE AN EXCHANGE RATE: July 30, 2017
FX TRADE, TRADEQUEST INC, REVERIE
COURT FINDS TENNESSEE FOREX DEFENDANTS IN CONTEMPT FOR VIOLATING ORDERS: March 22, 2005
G7 ADVISORY SERVICES
PERMANENT INJUNCTION ENTERED IN CFTC CASE AGAINST G7 ADVISORY SERVICES: June 8, 2007
GIBRALTAR MONETARY CORPORATION
GLOBAL INVESTMENTS SERVICES, AMITEX INVESTMENT SERVICES LTD
OPERATORS OF $13 MILLION COMMODITY FRAUD SCHEME CONVICTED IN NEW JERSEY: May 10, 2006
GOLD AND SILVER EXCHANGE, YOUNG FINANCIAL SERVICES, CLALLAM COUNTY INSURANCE, CLALLAM COUNTY SENIOR SERVICES
PRECIOUS METALS FRAUDSTER SENTENCED IN WASHINGTON: November 4, 2004
GRAYSTONE BROWNE FINANCIAL, STG GLOBAL TRADING INC, QIX INC
CFTC COMPLAINT ACCUSES GRAYSTONE BROWNE FINANCIAL OF FOREX FRAUD: June 9, 2005
HSBC
INDEX ANALYSIS SERVICE
PRELIMINARY INJUNCTION ISSUED AGAINST REPEAT COMMODITIES OFFENDER HEFFERNAN: February 2, 2005
INTERNATIONAL BERKSHIRE GROUP HOLDINGS
INTERNATIONAL BERKSHIRE GROUP HOLDINGS TARGET OF CFTC SUIT: February 23, 2006
INTERNATIONAL FOREX ADVISORY GROUP, WORLDWIDE CURRENCIES CORPORATION
MELVIN AND LARRY WEBMAN SETTLE CFTC CASE OVER FOREX SCHEMES: October 2, 2006
INTERNATIONAL FUNDING ASSOCIATION, GLOBAL MANAGEMENT GROUP, CAMBRIDGE GLOBAL GROUP
INTERNATIONAL INVESTMENTS HOLDING CORPORATION
CFTC LAWSUIT TARGETS INTERNATIONAL INVESTMENTS HOLDINGS FOREX SCHEME: November 27, 2006
INTERNATIONAL FOREX OF CALIFORNIA, EARTHWISE INTERNATIONAL, FUNDAMENTAL TRADING ANALYSIS
SAN DIEGO MAN SENTENCED IN $30 MILLION FRAUDULENT FOREX SCHEME: October 3, 2005
INTERTRADE FOREX
DEFAULT JUDGMENT REPORTED AGAINST INTERTRADE FOREX: March 16, 2005
INVESTORS FREEDOM CLUB
OPERATORS OF INVESTORS FREEDOM CLUB ORDERED TO PAY $2.3 MILLION RESTITUTION: May 25, 2005
JDM INVESTMENTS AND LONGHORN FINANCIAL ADVISORS LLC, PHOENIX FINANCIAL GROUP
NORTH CAROLINA FOREX PROMOTER SETTLES WITH CFTC: December 3, 2004
KRUTE CORPORATION
KRUTE CORPORATION SETTLES CFTC CASE: January 10, 2005
LAKE DOW CAPITAL, AURORA INVESTMENT FUND
LIBERTY FINANCIAL
CFTC SETTLES CASE WITH LIBERTY FINANCIAL TRADING CORP: December 28, 2004
LINUXOR ASSET MANAGEMENT
CFTC CASE TARGETS LINUXOR HEDGE FUND: November 7, 2005
LONGHORN FINANCIAL ADVISORS LLP, PHOENIX FINANCIAL GROUP
MAC SYSTEMS
DEFAULT JUDGMENT IN CFTC CASE AGAINST PROMOTER OF MAC SYSTEMS OPTIONS PROGRAM: November 26, 2006
MADISON DEANE
GUILTY PLEAS ANNOUNCED IN FED CASE AGAINST FOREX BOILER ROOM MADISON DEANE: September 13, 2005
MARQUIS GROUP OF PANAMA
CFTC GETS MULTI-MILLION DOLLAR JUDGMENT AGAINST MARQUIS GROUP OF PANAMA; July 28, 2005
MELROSE ASSET MANAGEMENT
CFTC TARGETS AUDITORS OF COMMODITY POOL FRAUD: October 21, 2004
MERCURY MANAGEMENT
MERRILL LYNCH
MIDLAND EURO
MIDLAND EURO PRINCIPAL SENTENCED IN LOS ANGELES: June 17, 2005
FORMER OPERATOR OF MIDLAND EURO COMMODITY SCAM SENTENCED IN CALFORNIA: March 24, 2005
MONEY PASS SCHEME
DEFAULT JUDGMENT ENTERED IN MONEY PASS MANIPULATIVE TRADING SCHEME: August 18, 2016
NATIONAL INVESTMENT CONSULTANTS INC and PACIFIC BEST GROUP LTD
CALIFORNIA SETTLES WITH SAN FRANCISCO FOREX PROMOTERS ZHOU, XU, AND TSE: February 21, 2007
NATURAL GAS BENCHMARK and MANIPULATION
FORMER NATURAL GAS TRADER GETS PRISON SENTENCE FOR REPORTING FAKE TRADES: May 23, 2006
FIVE CFTC CASES ALLEGE TRADERS TRIED TO MANIPULATE NATURAL GAS PRICES: February 28, 2005
OPERATION WOODEN NICKEL
OPTIONEEER SYSTEM
OPTIONEER SYSTEM PROMOTER TARGETED IN CFTC CASE: March 29, 2006
ORION INTERNATIONAL
OREGON RESIDENT SENTENCED IN FRAUDULENT FOREX SCHEME: May 1, 2006
PINNACLE CAPITAL FUND and WHITE PINE TRUST
MAN WHO POSED AS SATISFIED CUSTOMER OF PINNACLE CAPITAL FUND SENTENCED IN SAN DIEGO: June 16, 2006
PINNACLE CAPITAL FUND OPERATOR MATTHEWS SENTENCED IN SAN DIEGO: January 27, 2006
WHITE PINE TRUST PROMOTER PLEADS GUILTY IN SAN DIEGO: May 27, 2005
FUGITIVE FOREX PROMOTER INDICTED IN SAN DIEGO: December 17, 2004
POWERSOURCE
PRESIDENTIAL FX INC
INJUNCTION ENTERED IN CFTC CASE AGAINST COMMODITIES BOILER ROOM PRESIDENTIAL FX INC: March 16, 2007
PRIME TRADING COMPANY, COMMERCIAL HEDGE SERVICES
CFTC SAYS NEBRASKA BANK LIABLE FOR TRADER’S VIOLATIONS: December 10, 2004
REFCO
REFCO CHAIRMAN/CEO BENNETT ARRESTED ON FRAUD CHARGES: November 22, 2005
RENNCO FUTURES GROUP
RICHMOND GLOBAL
RICHMOND GLOBAL ASSOCIATES ACCUSED OF $3.5 MILLION FOREX FRAUD: March 19, 2005
RIN FRAUD
TWO MEN PLEAD GUILTY IN BIOFUELS CREDIT CAROUSEL FRAUD: November 18, 2016
RISK CAPITAL TRADING GROUP
STERLING ONLINE PROCESSING SERVICE LLC
OPERATORS OF IRAQI DINAR SCHEME INDICTED IN ATLANTA: March 5, 2016
TEAM FOREX INTERNATIONAL
JUDGMENT ENTERED IN CFTC ACTION AGAINST SOUTH AFRICAN BUSINESSMAN: February 2, 2007
TECH TRADERS, SHASTA CAPITAL ASSOCIATES LLC, EQUITY FINANCIAL GROUP LLC, MAGNUM INVESTMENTS LTD, KAIVALYA HOLDING GROUP INC
TECH TRADERS AT THE CENTER OF CFTC CASE: September 6, 2004
TRADE EXCHANGE NETWORK LTD
IRISH COMPANY TRADE EXCHANGE NETWORK LTD SETTLES CFTC CASE: November 9, 2005
TRADEWINDS INTERNATIONAL LLC
TRADING WEST INC
TWO INDICTED IN CURRENCY SCHEME THROUGH TRADING WEST INC: October 6, 2005
UNITED INVESTORS GROUP
FINAL JUDGMENT IN CFTC CASE ON FOREX BOILER ROOM UNITED INVESTORS GROUP: November 28, 2006
CFTC SUES UNITED INVESTORS GROUP OVER OPTIONS TRADING SCHEME: January 26, 2005
UNIVERSAL MONEY TRADERS
CALIFORNIA ORDERS HALT TO COMMODITY OPTIONS PROMOTION BY REPEAT OFFENDER: February 7, 2006
USFX CORPORATION, WORLDWIDE FOREX CORPORATION
FOREX FRAUDSTER LUGER SENTENCED IN FLORIDA: May 5, 2006
VICTCO FINANCIAL SERVICES INC
PERMANENT INJUNCTION ENTERED ON VICTCO FINANCIAL SERVICES IN CFTC CASE: May 5, 2005
WALL STREET UNDERGROUND
DEFAULT JUDGMENT IN CFTC CASE AGAINST PROMOTERS OF WALL STREET UNDERGROUND: November 28, 2006
WALTER SCOTT LEV
FOREX BOILER ROOM DEFENDANTS SENTENCED IN NEW YORK: December 26, 2004
WILSHIRE INVESTMENT MANAGEMENT CORPORATION
FINAL JUDGMENT IN CFTC CASE AGAINST WILSHIRE INVESTMENT MANAGEMENT CORPORATION: October 2, 2006
WINDSOR FOREX TRADING CORPORATION
WINDSOR FOREX OPERATOR SUED BY CFTC: July 5, 2005
WORLD MARKET ADVISORS
CFTC CHARGES WORLD MARKET ADVISORS AND AFFILIATES OVER $17 MILLION FOREX SCHEME: July 21, 2005
WORLDWIDE COMMODITIES CORPORATION
CFTC SETTLES WITH PRINCIPALS AND SALESMEN OF WORLDWIDE COMMODITY CORPORATION: March 22, 2007
WORLD-WIDE CURRENCY SERVICES
OVER $6 MILLION OF PENALTIES AGAINST WORLD-WIDE CURRENCY SERVICES IN FLORIDA CASE: March 18, 2005
FINANCIAL CRIME NEWS
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FINANCIAL CRIME NEWS 